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A second pair of eyes on every SoA
Consistent review frameworks
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AI-Powered reviews purpose built for Advisers
AI Scoping & Tailored Assessments
Regi's targeted assessment is tailored to the advice types identified within the Statement of Advice

Over 100 targeted review points
Regi assesses advice against over 100 potential review points, depending on the identified scope

Tailored findings and action plans
Regi provides structured commentary, and recommendations, based on the findings identified

Designed for Advice Reviews and Pre-Vetting
Both workflows use AI-assisted scoping and targeted reviews to streamline advice assessment workflows.
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How Regi Works
Minimal admin. Let Regi handle the heavy lifting.
Create an account in < 1 minute
Select pre-vet or full review
Upload SoA & supporting documents

Regi scopes the advice and tailors the review
Regi assesses the advice
Regi provides detailed findings and recommends actions
Best Interest Duty
Code of Ethics
Fee Arrangements
AML/CTF
Data Collection
Alternative Products
Replacement Products
Implementation
Superannuation
Insurance
Pension
SMSF
Margin Lending
Centrelink
MDA
Sample RegiReview Output
Clear Commentary and Actionable Recommendations
REVIEW AREA: STATEMENT OF ADVICE
Question: Have assumptions and projections been clearly documented and are they reasonable?
Example Finding
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I identified that the SoA uses projection-based figures for interest income, tax savings, pension commencement value, minimum pension payments and retirement income, with supporting material also referring to a retained cash reserve, super contribution timing and an assumed 4.0% cash return.
I was unable to identify a clear assumptions section within the SoA setting out broader projection inputs such as investment return, inflation, retirement horizon or escalation rates, and the basis for projected outcomes is only partly transparent.
Under s947B and 961B of the Corporations Act, material assumptions underpinning projections should be clearly disclosed and linked to the client’s relevant circumstances so projected outcomes can be understood in context.
Example Recommendation
Consider enhancing the SoA disclosure relating to projections and modelling assumptions by documenting the key assumptions underpinning projected outcomes, including assumed investment returns, inflation rates, retirement timing, income escalation rates and cash reserve assumptions.
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Where projections are relied upon to support the recommendations, consider linking the assumptions to the client’s relevant circumstances and retaining supporting modelling or research demonstrating the basis for those assumptions.
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